Compliance Officer - Financial Institutions (m/f/d)

Description

Job Overview

• Role: Compliance Officer - Financial Institutions (m/f/d)
• Company: Options Group
• Location: Frankfurt am Main
• Employment Type: berufserfahren
• Category / Department: Compliance, Security
• Salary: Competitive / Not Disclosed — confirm during interview
• Key Skills / Technologies: Compliance, Security
• Listing Source: Arbeitnow

Job Description

Our client is looking for an Compliance Officer to take ownership of the compliance framework and act as a trusted advisor to senior stakeholders. This role offers the opportunity to build, shape, and continuously enhance compliance structures in a fast-growing, regulated capital markets environment.

You will work closely with management and operational teams, translating regulatory requirements into practical, scalable solutions that support business growth while maintaining the highest regulatory standards.

Aufgaben

• Design, implement, and further develop the firm’s internal compliance framework
• Ensure adherence to applicable legal, regulatory, and internal requirements (including WpIG, WpDVerOV, MaComp, MAR, GwG)
• Develop and maintain a risk-based compliance programme aligned with the business model
• Prepare and present the annual compliance report to senior management
• Design, deliver, and document internal compliance training initiatives
• Option to broaden the scope to include anti-money laundering and data protection
• Act as a key point of contact and sparring partner for management, staff, regulators, and external stakeholders

Qualifikation

• Strong expertise in the WpIG framework and related German regulatory requirements
• Professional experience within capital markets (e.g. Sales & Trading, Corporate Finance, Equity Research)
• Proven ability to implement regulation pragmatically in a commercial environment
• Highly structured, analytical mindset with a solutions-driven approach
• Confident communicator with strong stakeholder management skills
• High level of integrity, discretion, and independence of judgment
• Hands-on personality with initiative, precision, and assertiveness
• Uncompromising attitude towards conflicts of interest and regulatory standards

This is

• A rare opportunity to to further shape a regulated investment platform
• Entrepreneurial working environment with flat hierarchies and short decision-making paths
• Close interaction with senior decision-makers and genuine influence on business strategy
• Competitive compensation package and clear development opportunities
• Hybrid working model with a high degree of flexibility
• Innovative, technology-driven setting with significant creative latitude

Find more English Speaking Jobs in Germany on Arbeitnow

Salary & Compensation

The salary for this position has not been publicly disclosed. Compensation is typically determined based on your experience, skills, and interview performance. Use your research on industry benchmarks and the cost of living in the role's location to negotiate effectively.

In addition to base salary, many employers in this sector offer a comprehensive benefits package that may include:

• Annual or performance-based bonuses
• Health, dental, and vision insurance
• Provident Fund (PF) and Gratuity contributions (India)
• Paid Time Off (PTO), sick leave, and public holidays
• Professional development budget and learning allowances
• Stock options or Employee Stock Ownership Plans (ESOPs) at select companies
• Flexible or remote working allowances
• Parental leave and family health coverage

Note: The specific benefits offered by this employer should be confirmed during the offer stage. Not all benefits listed above may apply to every organisation or role type.

Work Arrangement

Type: On-Site / Full-Time

This is an on-site, full-time position. You will be expected to report to the office or designated work location during standard business hours, Monday through Friday. Some companies offer flexible start and end times or occasional work-from-home days at the manager's discretion. The company fosters a collaborative environment with open workspaces, dedicated meeting rooms, and structured team events.

Typical Interview Process

While each organisation structures its hiring differently, candidates for this type of role typically go through the following stages:

1. Resume and application screening
2. Introductory phone or video call with HR
3. Role-specific skill or competency interview
4. Final interview with the hiring manager or panel
5. Reference checks and offer discussion

Tip: Research the company's products, culture, and recent news thoroughly before each interview round.

About the Employer

Options Group is the organisation posting this opportunity. While full company details are available on the original job listing, here is what you should research before applying:

• Company size and culture: Review the company's LinkedIn profile, Glassdoor reviews, and their official website to understand team size, work culture, and employee satisfaction.
• Products and services: Familiarise yourself with what the company builds, sells, or delivers. Being knowledgeable about their offerings will set you apart during interviews.
• Recent news: Search for any recent fundraising, acquisitions, product launches, or leadership changes — these often come up in interviews and signal company health.
• Location and offices: The role is based in or around Frankfurt am Main. Confirm office address, remote policy details, and travel requirements during the process.
• Where this listing was found: This job was sourced from Arbeitnow.

How to Apply & Preparation Tips

To apply for the Compliance Officer - Financial Institutions (m/f/d) position, follow these steps:

1. Tailor your resume: Customise your CV to match the specific requirements listed in the job description. Use keywords from the posting to pass Applicant Tracking System (ATS) filters.
2. Write a compelling cover letter: Even if not mandatory, a concise cover letter demonstrating your enthusiasm and fit for the role significantly improves your chances.
3. Apply via the original listing: Use the apply link on the original job post to submit your application. Avoid applying through third-party channels that may delay or lose your submission.
4. Prepare for phone screening: Be ready for an initial call within 3–7 business days of applying. Have your resume and a quiet space ready.
5. Follow up professionally: If you haven't heard back in 7–10 business days, a brief, polite follow-up email to the recruiter is acceptable and often appreciated.

Key skills relevant to this role include: Compliance, Security. Ensure these are prominently featured on your resume and LinkedIn profile.

Disclaimer: This listing is aggregated from a public job board for informational purposes. JobSetuu does not guarantee the accuracy or current availability of this position. Always verify the details on the employer's official careers page before applying.